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PostBank Uganda | Uganda | Log in or register to see the closing date
Regulatory Compliance Supervisor
- Bachelor's degree
- Experienced (senior worker)
- Full Time
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To ensure, the Bank in the conduct of its business, adheres to; the highest standards of ethical and professional conduct, complies fully with all applicable and relevant laws, regulations, rules, guidelines and standards that govern the business of financial institutions and in a manner that shall insulate it (Bank) against the risks of legal, regulatory sanctions, financial losses and loss to reputation, amidst, meeting the expectations of all the key business stakeholders
Bachelor’s Degree in Law, Business Administration, Commerce, Statistics, Economics, and Quantitative Economics or any other relevant/related field.
Completion of any course in risk management, foundation stages of CPA/ACCA/CFA is desirable.
Practical experience of at least more than two year in the field of risk management or compliance in financial institutions, shall be an added advantage.
Good interpersonal skills
The following documents should accompany the application:
Certified copies of academic documents
Applicants address and day time telephone contacts
Postal/email address and daytime telephone contact of three referees of good standing in society.
- Developing and maintaining a thorough understanding of the Bank’s applicable and relevant legal, regulatory and policy frame work and environment.
Based on the knowledge of the Bank’s business and regulatory environment /framework, identifying potential areas of compliance vulnerability and assessing the severity of potential compliance risks for timely flagging to line management for timely redress;
Ensure the Bank’s policies and procedures regime at any particular time, is adequately embedded to all the key legal, regulatory and other business controls requirements.
Provide timely support and guidance to all units, functions and agents of the Bank towards closure of all compliance lapses as identified and reported by the Regulator, Auditors (Internal and External) as well as lapses identified during the routine compliance assessments.
Regularly and accurately reporting to line management, emerging and material compliance lapses identified that may pose financial or reputational risks to the business.
Support the continuous process of creating, reviewing and sensitization of Policies and Procedures to all key stakeholders in the Bank.
Provide training to staff and management on relevant compliance issues, legislative and regulatory requirements;
Effectively implementing routine monitoring and sufficient representative testing (Including spot checks) of the Bank’s actual compliance profile with the applicable laws, regulations, rules, standards and internal policies and procedures and make proposals for improvement and correction whenever required;
Recommend for updates and effectively support the full operationalization of the Bank’s compliance and AML programs;
Prepare compliance review reports where assessments have been carried out;
Assist in planning for compliance checks and properly document the tests carried out and conclusions drawn.
General InformationSalary range
: Not specifiedAdditional information
: Not specifiedContract type
: PermanentJob type
: Full TimeLocation
: UgandaArea of work
: Experienced (senior worker)
Job RequirementsRequired education
: Bachelor's degreeRequired relevant work experience
: 2 yearsRequired skills
: Reporting; Compliance; Business performance monitoring; Policy drafting and development; Regulatory reporting; Training deliveryRequired languages:
English (Spoken: fluent | Written: fluent)