Closing: Sep 25, 2023
This position has expiredPublished: Sep 4, 2023 (27 days ago)
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Job Summary
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Qualifications and experience
- A Bachelors’ Degree from a recognized institution. (Law)
- Must have professional qualification in Risk Management or CPA (K) or CPS(K)
- Eight (8) years’ experience in the Capital Markets sector, seven (7) of which should be in Legal and Risk Management
- Ability to think through a situation, anticipate business risks and develop adequate mitigating risk management controls.
- Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
- Knowledge of the regulatory environment and Data Protection Act
- Have thorough understanding of Capital Markets products and services.
- Have experience and relationships with Capital Markets regulatory authorities.
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Responsibilities
Qualifications and experience
- A Bachelors’ Degree from a recognized institution. (Law)
- Must have professional qualification in Risk Management or CPA (K) or CPS(K)
- Eight (8) years’ experience in the Capital Markets sector, seven (7) of which should be in Legal and Risk Management
- Ability to think through a situation, anticipate business risks and develop adequate mitigating risk management controls.
- Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
- Knowledge of the regulatory environment and Data Protection Act
- Have thorough understanding of Capital Markets products and services.
- Have experience and relationships with Capital Markets regulatory authorities.
Build your CV for free. Download in different templates.
- Review deal structures and offer legal advice to the Investment Banking team to facilitate best business, legal and governance practice.
- Ensure that all regulatory, legal and other aspects of deals/transactions are in place before a deal is transacted.
- Review all subsidiary’s contracts to ensure business needs are met and risks averted/mitigated.
- Policy review and development on a needs basis.
- Implement and embed processes for defining, assessing, measuring, monitoring, and reporting risks for the subsidiary and support areas in consultation with the Managing Director.
- Monitor all operational, market and credit risk aspects for the KCB Investment Bank as a subsidiary of the KCB Group
- Ensure that all reports regarding the above risks are submitted in a timely manner where they are required by either the Executive Director of the subsidiary, Group Functions, Chief Risk Officer, Market Risk Officer or Company Secretary
- Report all key exceptions that are not corrected to Managing Director, Chief Risk Officer, Company Secretary and Internal Audit.
- Daily, weekly and monthly production and distribution of Risk and Compliance Reports to both the Managing Director of KCB Investment Bank and Group Head of Market Risk. Further on a weekly basis prepare the same for the Group Head of Operational Risk and a Quarterly Report to Chief Risk Officer and Director Internal Audit
- Liaise with internal/external auditors and regulators where appropriate.
- Support the Managing Director to ensure compliance with the Group Compliance Policies, Accounting and Operating Procedures and Codes including Money Laundering.
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