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Senior, Risk And Compliance Manager

Closing: Jan 27, 2023

This position has expired

Published: Jan 17, 2023 (15 days ago)

Job Requirements

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Job Summary

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Reporting to the Director, Legal Services; this role is responsible for providing support in the implementation, maintenance, and monitoring of compliance activities of the Company within established law and regulation. It assists in ensuring the Company is up-to-date with any existing, proposed or new legislation and the compliance requirements to be met by the Company to be in compliance with

The Person

For the above position, the successful applicant should have the following:

  • Bachelors’ Degree from a recognized institution.
  • Must have professional qualification in Risk Management, CPA (K), CPS(K) or equivalent
  • Minimum Seven (7) years’ experience in the Capital Markets sector, five (5) of which should be in Risk Management
  • Ability to think through a situation, anticipate business risks and develop adequate mitigating risk management controls.
  • Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
  • Knowledge of the regulatory environment
  • Have thorough understanding of Capital Markets products and services.
  • Have experience and relationships with Capital Markets regulatory authorities.

legislation.

Responsibilities

Reporting to the Director, Legal Services; this role is responsible for providing support in the implementation, maintenance, and monitoring of compliance activities of the Company within established law and regulation. It assists in ensuring the Company is up-to-date with any existing, proposed or new legislation and the compliance requirements to be met by the Company to be in compliance with

The Person

For the above position, the successful applicant should have the following:

  • Bachelors’ Degree from a recognized institution.
  • Must have professional qualification in Risk Management, CPA (K), CPS(K) or equivalent
  • Minimum Seven (7) years’ experience in the Capital Markets sector, five (5) of which should be in Risk Management
  • Ability to think through a situation, anticipate business risks and develop adequate mitigating risk management controls.
  • Knowledge of operations of the Capital Markets Authority, Nairobi Security Exchange and Central Depository Settlement Corporation
  • Knowledge of the regulatory environment
  • Have thorough understanding of Capital Markets products and services.
  • Have experience and relationships with Capital Markets regulatory authorities.

legislation.

  • Monitor all operational, market and credit risk aspects for the KCB Capital subsidiary of the KCB Group
  • Ensure that all reports regarding the above risks are submitted in a timely manner where they are required by either the Executive Director of the subsidiary, Group Functions, Chief Risk Officer, Market Risk Officer or Company Secretary
  • Report all key exceptions that are not corrected to Executive Director, Chief Risk Officer, Company Secretary and Chief Internal Auditor
  • Daily, weekly and monthly production and distribution of Risk and Compliance Reports to both the Executive Director of KCBCL and Group Head of Market Risk. Further on a weekly basis prepare the same for the Group Head of Operational Risk and a Quarterly Report to Chief Risk Officer and Director Internal Audit
  • Prepare a report to the KCBCL Investment Team regarding the legal aspects of all proposed deal structures as regards their suitability
  • Policy review and development on a needs basis
  • Liaise with internal/external auditors and regulators where appropriate
  • Support the Executive Director to ensure compliance with the Group Compliance Policies, Accounting and Operating Procedures and Codes including Money Laundering.
  • Any other duty as may be assigned by the Managing Director on ad hoc basis.


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