CLOSED FOR APPLICATIONS
Temporary Assistant – Licensing And Approvals
Closing: Mar 17, 2023
This position has expiredPublished: Mar 10, 2023 (15 days ago)
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Job Summary
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Minimum Qualifications and Experience
- Bachelor’s Degree in Law, Finance or business-related.
- Minimum of one year of relevant experience would be an added advantage
Responsibilities
Minimum Qualifications and Experience
- Bachelor’s Degree in Law, Finance or business-related.
- Minimum of one year of relevant experience would be an added advantage
- Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes.
- Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts Review applications for licensing for market institutions and intermediaries.
- Review applications for private transfers of securities.
- Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication.
- Liaise with the Market Supervision Department to carry out due diligence with regard to the appointment of proposed directors and key personnel of market intermediaries.
- Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis.
- Any other duties as may be assigned from time to time
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