Officer, Governance & Regulatory Affairs

Type of Qualification: First Degree in Legal

Field of Study: Risk Management / Legal

• 3-4 years’ experience in legal practice, bank processes, products and systems. Experience in dealing with different stakeholders at different levels both internal and external.

• 3-4 years’ experience in the realm of Anti-Fraud, -Bribery, -Market Abuse, Money Laundering and Combatting Financing of Terrorism Surveillance, Analytics and Investigation.

Type of Qualification: First Degree in Legal

Field of Study: Risk Management / Legal

• 3-4 years’ experience in legal practice, bank processes, products and systems. Experience in dealing with different stakeholders at different levels both internal and external.

• 3-4 years’ experience in the realm of Anti-Fraud, -Bribery, -Market Abuse, Money Laundering and Combatting Financing of Terrorism Surveillance, Analytics and Investigation.

Governance:

• To collate all the regulatory monitoring and reporting packs for Compliance across the various segments for timely submission to relevant governance bodies.

• To monitor regulatory changes and assess their impact on the organisation through quality assurance and regulatory gap analysis to ensure embedment of controls required to comply with new obligations.

• To Maintain an up-to-date compliance risk assessments in line with the compliance monitoring methodology.

Regulatory & Strategy:

• To Ensure that the bank is provided the regulatory inspections and examinations process as and when they occur.

• To Maintain and update the regulatory obligations tracker and conduct spot checks to ensure that the responsible persons submit on time.

• To Maintain pro-active awareness of potential high-risk persons or entities through monitoring of open-source information (e.g. press releases).