Team Lead - Compliance Monitoring & Evaluation

5–7 years’ experience in Compliance, Regulatory Affairs, Internal Audit, or Risk Management, with strong generalist exposure across AML, corporate, operational, product compliance, and regulatory liaison.

Bachelor’s degree in Law, Business Administration, Finance, or a related discipline.

Professional certifications in compliance, audit, or risk management (e.g., ICA, CAMS, CISA, CRMA) are an added advantage.

Monitor regulatory developments, assess business impact, and provide timely compliance advisories.

Conduct routine compliance monitoring, track obligations, identify gaps, and ensure audit readiness.

Draft, review, and maintain compliance policies, frameworks, SOPs, and regulatory repositories.

Coordinate regulatory licensing, renewals, submissions, and engagements with relevant regulators.

Review products, features, and system changes for compliance and operational risk; support UAT and CCB processes.

Deliver compliance training and drive organisation-wide compliance awareness.

Execute internal audits, manage remediation activities, and track closure of findings.

Prepare periodic compliance reports, dashboards, and documentation for management.