Risk And Compliance Officer

Job Requirements

• Bachelor’s Degree (Second Class Upper) or HND (Upper Credit) in any related discipline.
• Master’s Degree in risk management, finance or related field is an advantage.
• Professional qualifications in risk management, finance or related field is an advantage.
• 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank.
• SEC sponsored individual status is required.
• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU and other agencies that regulate the Investment Management Industry.

Job Requirements

• Bachelor’s Degree (Second Class Upper) or HND (Upper Credit) in any related discipline.
• Master’s Degree in risk management, finance or related field is an advantage.
• Professional qualifications in risk management, finance or related field is an advantage.
• 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank.
• SEC sponsored individual status is required.
• Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU and other agencies that regulate the Investment Management Industry.

• Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds).
• Monitor client deposits for compliance anti-money laundering rules.
• Send out periodic AML/CFT reports and prepare periodic SEC returns.
• Ensure zero regulatory infractions and no fines.
• Review internal processes to match changes in rules and regulations.
• Oversee compliance with company’s internal processes and policies.
• Prepare monthly Risk Management & Compliance reports.
• Liaise with regulators SEC/NSE/NFIU/EFCC.
• Review of bank reconciliation statements & internal control reports.