Business Process Audits

Audit Planning and Execution

• Assist in the development and implementation of a risk-based annual internal audit plan aligned with the organization's strategic objectives and risk profile.

• Conduct risk assessments to identify and prioritize areas of potential risk across the organization.

• Conduct various audit engagements, including operational audits, financial audits, and compliance audits

• Ensure that audits are conducted in accordance with professional standards and best practices, such as the Global Internal Audit Standards and relevant regulatory requirements.

• Evaluate the effectiveness of internal controls, risk management processes, and governance mechanisms.

2. Audit Reporting and Execution

• Prepare comprehensive audit reports, highlighting significant findings, recommendations, trends and potential areas for improvement.

• Present audit reports and findings to senior management, and relevant stakeholders.

3. Risk Assessment and Advisory

• Provide advisory services and consultative support to management on governance, risk management, control related matters and process improvements

• Participate in strategic initiatives, project teams or working groups to offer insights and recommendations from an internal audit perspective.

• Provide insights in the development and implementation of new policies, procedures or controls to enhance organisational effectiveness and efficiency.

4. Continuous Learning and Development

• Stay updated with emerging risks, regulatory changes, and industry best practices related to the financial services industry.

• Participate in training and professional development opportunities to enhance technical and auditing skills.

• Contribute to the improvement of audit methodologies andprocedures within the team.

5. Stakeholder Management:

• Establish and maintain effective communication and working relationships with senior management and other relevant stakeholders.

• Collaborate with external auditors, regulatory authorities, and other assurance providers to ensure effective coordination and avoid duplication of efforts.