Team Lead, Regulatory Intelligence & Compliance Advisory

The role holder will be responsible for implementing measures to ensure adherence to
the regulatory requirements and internal procedures, thereby minimizing losses arising
from cost of non-compliance.

Knowledge, Skills & Experience

• Bachelor’s Degree in any discipline from a recognized institution. Master’s degree is

an added advantage.

• Recognized professional certification such as CFA, CIS, ACCA, ICPAK, CFP, CFE,

ACAMS, IT Certifications, etc

• Minimum of 15 years post qualification experience in Compliance & Internal Control

within the Financial Services Industry of which at least 10 must have been in the

Banking Sector.

• Strong understanding of Kenyan banking regulations and corporate governance.

• Experience in managing compliance monitoring or assurance functions is preferred.

• Banking Operations (Domestic & International Operations)

• Knowledge in Accounting & Credit Analysis / Appraisal

• Environmental / Industry Analysis

• Risk Management

• Operational risk

• Investment / Portfolio Management

• Assets & Liabilities Management
• Accounting principles and GL structures

• Proficiency in Excel and financial systems

• IFRS and regulatory reporting standards

• Financial analysis / interpretation

• Knowledge of eCDD systems and global KYC requirements

• Knowledge of AML/CFT/CPF & consumer protection

• Expertise in AML/CFT and sanctions compliance

• Leadership experience

• Strong analytical and investigative skills

• Coaching /Leadership / Influencing

• Strong analytical and investigative skills

• Excellent written and verbal communication, presentations skills and team player.

• Discretion in handling confidential information

• Collaboration: forms business partnerships that help drive the Bank’s Assurance

agenda.

• Good knowledge of Banking laws and regulations

• Stakeholder Management

Responsibilities

• To ensure that the Bank’s business conducted follows international /Local AML

regulations and the bank’s AML/CFT policies

• Conduct review to test the validity and appropriateness of, and business

compliance with, financial crime policies and procedures.

• Manage AML/CFT escalation issues for the business

• Provide regular reports to Chief Conduct & Compliance Officer and provide

recommendations for mitigating financial crime risk.

• Advise on new AML/CFT regulations by liaising with the Head, Advisory &

Support to performing training

• Tracking significant issues arising from Financial Crime Compliance (FCC)

metrics, FCC Monitoring and Assurance activities, Audit reviews and regulatory

inspections, providing validation of issue closure where necessary.

• Ensure all AML/CFT procedures relating to the business coverage model are up

to date

• Assist to implement and maintain anti-money laundering, sanctions and terrorist

financing policies and procedures, monitor their adequacy.

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Team Lead, Financial Crime and Compliance

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