Head Of Compliance

• The head of compliance is individually accountable for establishing a compliance framework; including Risk Management and Monitoring plan.
  

• The head of compliance is individually accountable for establishing a compliance framework; including Risk Management and Monitoring plan.
  

Key Result Areas

Compliance:

• Ensures compliance within area by implementation of compliance risk management and monitoring plan, as well as through staff supervised, over periods of up to 3 months.
  
• Reports on compliance breaches to line management and Senior Compliance Officer/Compliance Executive.
  
• Facilitates resolution of compliance breaches.
  
• Assists in mitigation of compliance risk.
  
• Assists in mitigation of compliance risk.
  
• Utilises limited legislation and in all probability, the impact of the legislation on the business unit/functional area is limited.
  
• Assists the GM Finance / Risk Executive with the effective co-ordination and execution of the quarterly audit, risk and compliance for the segment.
  
• Challenges and escalates (within the defined escalation framework) where deemed appropriate.
  

Personal Effectiveness:

• Accountable for service delivery through own efforts.
  
• Individually accountable for managing own time, tasks and output quality for periods of up to 3 months.
  
• Makes increased contributions by broadening individual skills.
  
• Collaborates effectively with others to achieve personal goals.
  
• Accepts and lives the company values.