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Chief Compliance Officer

Closing: Jun 25, 2024

12 days remaining

Published: Jun 10, 2024 (4 days ago)

Job Requirements

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Job Summary

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Requirements
  • First Degree in Accounting or Economics.
  • Minimum of four (4) years in the Capital Market (preferably Fund Management &Investment Banking) and a SEC sponsored Individual.
  • Other Compliance & AML Certifications will be an added advantage.
Responsibilities
Requirements
  • First Degree in Accounting or Economics.
  • Minimum of four (4) years in the Capital Market (preferably Fund Management &Investment Banking) and a SEC sponsored Individual.
  • Other Compliance & AML Certifications will be an added advantage.

Duties

  • Ensure all filings are prepared and filed appropriately as at when due to prevent fines and sanctions.
  • Monitoring and review of all payments and transactions emanating from the Company and to ensure source documents are provided.
  • Resolving client complaints in line with Compliant Management Framework
  • Creation of new policy documents in line with new regulatory directive.
  • Review of existing Client records, proper documentation review of new clients and verification of legal documents.
  • Client profiling and Classification of Customers, KYC, PEP and BVN Validation
  • Periodic review personnel and internal expenses.
  • Periodic review and update of all internal processes across all departments to ensure they are in line with the approved Standard operational Procedure.
  • Preparation and presentation of Quarterly Risk & Compliance reports to the Board and Management.
  • Authorization, review, approval, booking & liquidation of investments based on agreed rates and consent from Clients.
  • Advising the Board and Management on Compliance & Risk matters and liaising with the Company Secretary on legal matters
  • Training staff on AML/CFT, identifying suspicious transaction and communicating new developments within the market to all staff.
  • The liaison officer with regulatory authorities (SEC, NFIU) on behalf of the company

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